國泰君安國際

• Product risk parameters daily monitoring and periodic reports.

• Familiar with Bloomberg AIM CMGR related functions.

• Monitor and assess compliance with applicable laws, regulations, and internal policies related to asset management.

• Conduct regular compliance reviews and audits of investment activities.

• Develop, implement, and maintain compliance policies and procedures.

• Provide compliance training and support to staff and management.

• Liaise with regulatory bodies and respond to inquiries as needed.

• Assist in the preparation of compliance reports for senior management and the board.

• Stay updated on changes in regulations and industry best practices.

• University Degree in any discipline with strong academic results.

• 2-4 years of relevant work experience.

• CFA FRM exam passed preferred. ESG related test passed preferred.

• Meticulous, with an eye for detail and able to multi-task and thrive in a fast-paced work environment. Hard worker and “start-up” mentality is a must. Continual learning is highly preferred.

• Proficiency in Chinese language is preferred.

We offer an attractive remuneration package and fringe benefits to the right candidate. Interested applicants please send detailed resume stating present and expected salaries, as well as date of availability, by clicking "Apply" or by sending it to hr@gtjas.com.hk.

職位描述

• Handle daily bookkeeping of trades and related transactions to maintain accurate records and ensure consistency;
• Reconcile positions and cash flows with the middle office and back office;
• Maintain a sound knowledge of bond markets to assist in trading decisions and strategies;
• Support the trading team in executing orders and managing client requests;
•          Assist in preparing reports on trade performance and market trends; and
• Communicate effectively with sales teams and clients to provide timely updates and support.

職位要求

• Degree in Finance, Economics, or Accounting preferred;
• Knowledge of bond markets and financial instruments;
• At least 2 years relevant experience;
• Able to multi-task and meet deadline in a fast paced business environment;
• Independent and efficient, with a strong ability to collaborate with team members;
• Driven and motivated team player with high degree of problem solving acumens; and
• Good command of written and spoken English and Chinese, proficiency in Putonghua is a plus.

職位福利

We offer an attractive remuneration package and fringe benefits to the right candidate. Interested applicants please send detailed resume stating present and expected salaries, as well as date of availability, by clicking "Apply" or by sending it to hr@gtjas.com.hk.

職位描述

Primary Objectives:

Trade Support 's mission is to ensure all new trades and life cycle events are correctly reflected in the relevant risk management systems. As the first link in the Operations chain, Trade Support is also the first level of control for the business:

l  for Front Office/Risk to have a clear and accurate view of positions and risks,

l  for Back Office to ensure smooth settlement for all trades,

l  for Product Control to do valuation and P&L reporting in due time.

Responsibilities:

l  Verify trade booking and ensure that trades are properly booked to Risk Management Systems, provide justifications for any late bookings and amendments,

l  Monitoring, processing and booking of corporate action events for equity and FICC products,

l  Monitoring and booking of life cycle events in systems for BO to handle accurate settlements, including KO, maturity, fixing, early terminations, etc,

l  Streamline the different workflow through automation and process review,

l  Position reconciliation with different counterparties,

l  Products Covered: Total Return Swaps, P notes, Interest Rate Swaps, Cross Currencies Swaps, Cash Equity, Bonds, Repo/Reverse Repo, CDS, Futures, Vanilla Options, Accumulator, Range Accrual, etc.

職位要求

Qualifications:

l  Previous exposure to Equity Derivative products and/or Fixed Income products is essential,

l  Basic knowledge on Corporate Action and life cycle events (type of events, impact),

l  Ability to work under pressure in trading environment,

l  Strong and sharp analytical and problem-solving skills,

l  Excellent communication skills; required to work with various internal partners (Traders, Risks, Other Middle Offices, Product Control teams, Back Offices, IT),

l  Fluent in written and spoken English, any other languages would be a plus,

l  Knowledge of programming is an advantage,

l  Bachelor Degree holder or above, preferably in Banking & Finance related disciplines.

• Responsible for daily fund operations management, account opening, investor subscriptions and redemptions and KYC

• Liaise with Legal advisors, Fund Administrators, Custodians, Auditors and other counterparties

• Prepare routine and ad hoc regulatory reports. Coordinate annual reviews and assist with data submission

• Assist in the implementation of new funds, process improvement and ad hoc projects

• Bachelor’s degree in Accounting or Finance is preferred

• Proficiency in both spoken and written English and Chinese (Mandarin & Cantonese)

• Strong analytical skill, detail oriented, capable of managing stress and multiple projects

• Knowledge of excel and some programming skills are preferred

We offer an attractive remuneration package and fringe benefits to the right candidate. Interested applicants please send detailed resume stating present and expected salaries, as well as date of availability, by clicking "Apply" or by sending it to hr@gtjas.com.hk.

Work primarily on ECM execution;

Assist in assessing business opportunities with respect to ECM transactions;

Run financial analysis as well as prepare proposals;

Assist in gathering, evaluating and analyzing market data;

Provide market updates to clients and handling clients enquiries;

Arrange and coordinate investor presentation and roadshow events; and

Coordinate with PR for production of presentation and roadshow material.

Job requirements

Degree Holder preferably in Finance/ Economics/ Business or related discipline;

Minimum 1 years relevant ECM experience, preferably from well reputable Securities Firms;

Ability to complete projects with limited support from senior;

Strong financial background;

Self-motivated, possessing initiative and ability to work independently;

Strong sense of responsibility and team work;

Proficiency in both written and spoken English and Chinese, fluency in Putonghua is a must.

*Candidates with more experience will be considered as Vice President

Benefits & Others

We offer an attractive remuneration package and fringe benefits to the right candidate.